Thursday, June 23, 2011

Thoughtful Thursday, Construction Construction Kit Two and the ACE

Protecting minority rights can be written into a Constitution. There are two cases. The easiest case, the approve case, is when the people have a plebiscite to say something is OK with them. It is a take-it-or-leave-it-proposition. The usual case is ratifying a Constitution, or voting Yes, is OK to cede sovereignty in some matter like joining the European Union, or a giving major rights to develop the country's mineral or oil resources or building a free city. The more complicated case is choosing among several alternatives. This has been studied extensively when there are n people running for a single office, e.g. President . This means that the the plebiscite has more alternatives. Allow the people to choose one of many proposed constitutions.
I discussed this briefly in the case of finalizing a peace treaty between two peoples. I explained that Israeli demos and the Palestinian Demos together would find the best peace deal for themselves without relying on their leaders to negotiate one. Simply seeing which peace deal got the most votes
total won't work. One must find one that gets the best possible approval from both
sides.

And there could have been several health care bills presented to the people.
In such a multi-candidate election, there are many techniques of converting the votes into a "Who Won?" or a ranking among candidates--approval voting, range voting, Single-Transferrable voting, Kemeny and Dodgson Scores. But these all keep all voters alike. Assume in Ethnic Group A is 55% of the population; ethnic group B is the rest. If 98% of a want to do something B really don't like such as outlawing their religion. In a simple majority or any sophisticated multi-candidated election, a could get their way. And if 60% of the A's want to do something and only 40% of B want to do it, then it will be done. But how could we design a Constitution to ensure that issues get support among both (or all) ethnic groups. Or how could we design a Constitution to encourage the legislators to prepare bills that also get support from a wide variety of individuals?

We could simply require that no bill passes unless x percentage in y percent of the ethnic groups approve the act. Thus, in our simple example above, we could require that any bill that passes earns at least 40% of the votes of each ethnic group as well as the traditional 50% of the entire population.
And the Constitution could make a broad rule of the above sort, to pass a plebiscite, in addition to getting 50% of all votes cast, it must get at least 30% of the voters in seven out of the ten designated ethnic groups.
What about a multicandidate election or a referendum with seven choices of what bill to pass. The first is simply to do whatever we were going to with the multicandidate election, but add that whatever came out of it must also pass an approve. If the winner by Dodgson score, Approval Voting or whatever method the Constitution selects, did not meet the approve criteria, where to go the next one in the ranking. See if that meets the approve criteria, otherwise, go on to the third one in the ranking. Etc.
The other option is more gentle, it adjusts or subtracts from each voting total by a deviation factor. A bill that gets the same percentage support from each ethnic group has no adjustment factor downward. A bill that gets all its support from a single ethnic group, even a majority, would have the highest adjustment factor downward.
The constitution specifies the adjustment factor.
We describe this in terms of Wally Smith's COAF system. Recall that this means that each voter gives a number for each candidate. The most general is range voting, where each candidate gives any number from one to ten, let's say. The least general, and arguably the most problematic, is the basic plurality system. Each voter gets to vote once for only one candidate. The winner is the one with the most votes.
Assume our votes came as follows in a three way election. X,Y and Z might represent candidates for the president. Or they may be one of three alternatives in a referendum.

Ethnic GroupXYZPercentage
A32115
B36115
C15182570
COAF SUM22627
(The percentage of the population of the ethnic group is not used in the calculation, it simply explains why the vote totals are so much higher for ethnic group C.)
The next step in calculating the ethnic group by candidate is easily done. We simply find what percentage of each ethnic group voted for each canddiate. We then average these
Ethnic GroupXYZPercentage
a50.00%33.33%16.67%
b30.00%60.00%10.00%
c25.86%31.03%43.10%
Average35.29%41.46%23.26%
The next step is computing the deviation from the average for that candidate for each of the boxes. This gives us the the three data rows in the table below.
Ethnic GroupXYZ
A14.71%-8.12%-6.59%
B-5.29%18.54%-13.26%
C-9.43%-10.42%19.85%
Squares216.566.043.4
Then, we sum the squares of those deviations, This a classic case of "sum of squares" or "norm two." Assume the constitution specifies an adjustment factor of 0.02. The new scores for the choices X, Y and Z. This gives us
XYz
Adjusted Score14.315.614.7
Y won!. Thus, observe that even though Z won the popular election with 27 to 26 votes, that candidate was somewhat more skewed than y, turning the election over to Y after the adjustment factor.

nth smallest voting

There is another technique, nth smallest voting. The Constiution specifies a number nth smallest percentage is the winner. I suggested this in my first Thoughtful Thursday on the Constitution Construction Kit.
Assume, that there are seven provinces, which I call a, b, c, d, e, f and g. And assume there are three choices or candidates: X, Y and Z. And assume the Constituiton specified n = 3, or the third smallest vote,by province, determines the winning candidate. The table below states in the election of how many voted for each choice. (We allow each voter to vote for more than one alternative, like in approval voting, so the percentages don't add up to 100 per cent.)
The third smallest in each column is marked with a -.
XYz
a384743
b124242
c1332 -40
d35 -2734
e603537 -
f202832
g505050
Thus, the winner would be Z as its 37 for the third smallest is higher than that for other two candidates (35 and 32, respectively).

Electoral systems

The ACE Electoral District discusses many country's experiences and many statistics on how the countries choose the systems. It is a goldmine of information and analysis and suggestions for those making the decisions about constructing a Constitution. I see the fundamental division between proportional systems and geographic districts. The United States uses the latter. Each House Representative is elected from a contiguous, if not compact, district. And each voter gets to choose only one representative.
114 have districts and 35% use PR-type systems.
And twenty-two countries have some representatives being elected from districts and other representatives being elected at large or via proportional representation. A nice twist is to deal with the "wasted vote" problem. The proportional votes are distributed so as ensure that the percentage for each party matches the percentage they got fromt he whole country. E. G. Assume, there are 150 seats in parliament and 100 districts. And assume there are two parties: A and B. The top winner in each district gets elected, just like the United States. However, assume that because of the way each district votes, only 55 members of party A get elected from  the districts, and 45 of the districts B. This parallel system would then take the top 35 from the A list and 15 from the Party B-provided list. This means that the parliament would have ninety members from party A and 60 from party B--this gives the proportionality of the list system but allows each person to have a represenative for their geographical district.
And there is a really neat variation of the proportional system. The voters can rearrange the list from the parties, or just vote for a particular party.
And countries can and do use the many techniques of dealing with multiple candidate elections. Thus, if there are three people running in a district, they can simply have the one with the most votes wins, have a run off between the ones with the top two vote counts, or use one of the Hare-techniques.
And the Hare techniques can be extended to multi-member elections. Assume there are three members in a district. Those candidates getting 33% or more are chosen. Then, the bottom most candidate's second choice gets added to the total for each candidate. We then see if any of the remaining candidates got 33% votes. If not, the second choice of the second-lowest vote getter gets added to the totals. This process can continue until all the members are selected.

Minority Protection

The Ace Electoral System points out that several countries designate certain seats for specific ethnic groups including Jordan, India, Pakistan. (Also Iran reserves seats for specific groups including Zorastrians, Jews, Assyrian Christians and Armenian Christians. And of course several countries simply overrepresent certain regions in the legislature. This, of course, is done to favor ethnic groups tending to live in the area. And many nations have special arrangements for women.

Sunday, June 12, 2011

Referendum News

British Columbia is referendum voting on a different way of consumption, a "Harmonized Sales Tax) versus
the older provincial sales tax. Of course, this is a take-it or leave-it proposition.
Why can't the people vote for the tax rate (median) and choose which items are to be subject to the tax and at which rate.

The Seattle citizens are deciding part of the major tunnel
project. Sadly, it give the people an opportunity to simply not build the tunnel. They only vote on part of the document or agreement authorizing the project.

Miscellaneous

Obviously, I dropped the ball on this blog. I anticipate preparing
five or six more "Thoughtful Thursdays" over the next year. And sending out
more of these miscellaneous postings.
I have been focusing my
writing energies this semester on the complete Requirements Document for the
Constitutional Construction Kit
The next Thoughtful Thursday is from that effort.

Hack for Egypt

The Hack For Egypt , as part of Cloud Camp 2011, has proposed
a "crowdsourcing" project for the new Egyptian Constitution.
They are looking in the future at a crowdsourcing for the Bill of Rights in
that Constitution.
This is a much less ambitious proposal than the one I am working on. one needs
a simulation component where the Egyptians.
The Egyptian unemployment
is concentrated among the young
, as it is in
many other countries including the Arab world.
And 50 percent of educated of
men
and ninety percent of young female
college graduates are unemployed.

So there is a resource of time to work on the Constitution.

Climate Change

I talked about using sortition-based consumption taxes to address
climate change. The Wall Street Journal
had a special issue on Energy and the first article, which frankly
is an editorial, on Climate Change. They say that emissions cuts,
raising energy costs with taxes, cuts economic
activity. Countries do not want
to do this. By putting the tax at the consumption side, this attacks
imports, and tends to get people to consume in ways
that are not energy-intensive.
They may not buy a computer-they may use an internet cafe.
Imports get taxed based on the embodied energy.
They may buy a smaller and more energy efficient house, use public transportation instead of a car.
The article suggest that governments should push for innovations that produce
less costly energy.
Wall Street Journal, November 29th 2010, Page R1

United States Health Insurance Mandate

As I assume all readers of this blog know, the United States has
mandated that all people purchase health insurance. However, there
is some question whether that is constitutional. The famous "necessary
and proper" clause of the United States Constitution gives the
United States Congress the power to make laws "necessary and proper" to
exercising its enumerated powers.
Does mandating that everyone buy health insurance fall within the
"necessary and proper" clause? One District Court has said no!
And it appears that a Florida judge will rule the same way.
However two lower courts said yes, they did.
I made a proposal that would resolve this. Make individuals tax rate
dependent upon their financial responsibility. We already have deductions
for contributing to IRA and for some education items. Individuals who are
purchasing disability insurance, health insurance, education should pay
lower taxes than those who are not.
There are people who cannot be expected
to have money for
health insurance, the single mom putting
herself through Nursing School
. However, those who have money
for a flat panel TV or internet, should spend or invest
it some other way such as health insurance.
The New England Journal of Medicine article,
"Can Congress Make you Buy Broccoli?
and Why
That's a Hard Question" by Wendy K. Mariner J.D. M.P.H.,
George J. Annas, J.D. M. P. H. and Leonard H. Glantz J.D.
said that Congress had two goals in passing the health reform
it did:

  1. provide a way for all Americans to gain health care

  2. preserve the private, commercial health industry
Obviously, it is not reasonable to require the health insurance companies to insure anyone regardless of sick they are and let people wait until they are in the proverbial ambulance to buy health insurance.
When a person wants insurance and has a "preexisting condition," we need to distinguish between those who simply waited until they got sick and those that had good reasons for not purchasing health insurance. A bureaucracy cannot. A sortition jury can.
Judge Vinson asked "If the government decides that everyone needs to eat broccoli, can Congress require everyone to buy Brocolli." If Congress chose to expand Medicare or Medicaid to cover everyone, they could have. Congress could then raise everyone's taxes to do so.
I believe at tax time, everyone should compete to show how responsible they are, buying and eating their broccolli, and saving, whether for retirement or their health needs.

Bronte Capital Management Blog

I met Mr. Hammond on the plane to New York City, and then by luck as I walking near 42nd Street in Manhattan. The first article I turned to, was the one on the Australian financial system. There is concern about one of the strategic funds in Australia. More importantly, he discusses the risks with privatized social security of fraud.
There are many other articles there, often very insightfully showing the numbers in investments and securities, from Chinese bus adverts and alcohol sales to Australian Real Estate near the iron ore mining boon.

Benefits Schemes

A gentleman who won two million dollars from the lottery is still collecting food stamps. The food stamp program uses income and lottery winnings is not considered income. State of Michigan is talking about getting a special waiver from the Federal government. (Ron French, Detroit News)
This is why all benefit recipients should go before a sortition jury to eliminate those who don't deserve them, even though they may qualify under the rules.

State Income Taxes

Wall Street Journal, Volume CCLVII Number 70, Page C1 and C2, March 26th to 27th, "The Price of Taxing the Rich" Robert Frank
Million dollar a year incomes pay 45 percent of California's Income Tax receipts. Similarly percentages for Connecticut and New Jersey. The problem with this is that these individuals incomes are erratic. Of course, when the market is up, these people "take their profits." And they have to pay their taxes on the capital gains, and tax revenue goes up. (We saw that when the federal government was briefly in surplus around the turn of this century. But some of this was due to "hundreds of millions in unanticipated tax revenues from taxes on capital gains.") In one year, the top one percent of the taxpayer's income dropped sixteen percent. In 2006, California anticipated a six billion change, either direction, from year to year on a regular basis. In the dot com bust, revenue from capital gains changed from seventeen billion to five billion.
Of course, states can protect themselves with "rainy day" funds. But state governments, like people in general, do not have the discipline to do this.
This blog has long called for salaries and other expenses to be a share of their revenue. Thus States would make goverment salaries and pensions a percentage of revenue. (Note that under the full share economy, government workers and retirees would set their mortgage, rent, etc. as a percentage of this amount. Thus, if this varied fifteen percent a year, they would not be between this decrease and an expense that does not change. Their discretionary income for day-to-day purchases would go up or down by the same percentage as the state's revenues.) And their "borrowing" would be the same way. Thus, rather than selling a three percent bond due in thirty years, they would sell a perpetual bond that paid out nnn percent of the revenue. I earlier called for a "clawback" tax to deal with, among other things, those earning high pensions.
A consumption-based sortition "badness tax" could have firms competing to avoid the taxes necessary to fund the state government.
And with individuals having a share of the income of the companies in which
they invest, there would be less variability of income. Individuals
earn money as the company does, not by selling the shares.

Sunday, May 8, 2011

Referendum on how to elect United Kingdom House of Commons

The United Kingdom had the referendum on "alternative vote" system for its House of Commons (parliamentary) elections. They voted resoundingly no. If passed, there would be multi-member districts, with alternative voting, or ranked ballot, to choose who would represent each district. The referendum vote was part of the agreement to form a coalition between the Conservatives and Liberal Democrats.

There was discussion of having a threshold that fourty percent turn out would be needed to pass the referendum.

The Green Party of England Wales is in favor of a proportional vote. They believed that the alternative vote system in the referendum would be a step in the right direction. And this illustrates that we should have several possibilities in a referendum. In this case that would include the Alternative Vote proposed, Proportional Voting, and the Status Quo.

"At a March 2011 Voting Power in Practice annual workshop, held at the London School of Economics (LSE), 22 voting theory specialists voted to select the "best voting procedure" to elect a candidate from a selection of three or more. First past the post received no votes, compared to 10 for AV, although another system, Approval Voting (not on offer in this referendum), received 15 votes.[106]

By the way the Yes campaign outspent the No campaign three to two.

Sunday, April 10, 2011

Iceland Referendum rejects bailout repayment

Iceland rejected a second time a bailout in a referendum. I mentioned in this blog that Iceland had a referendum to repay bail out, and in fact rejected a previous offer, but that was part of the negotiation process. The Icelandic spoke twice no.

Thursday, December 30, 2010

Leadership Part Five, Thoughtful Thursday

Winston Churchill, First and Second Volume of the Five Volume Set on World War I

As England was mobilizing for World War I in the first part of the 1910's, Mr. Churchill as in charge of the Admiralty. And he made to decisions regarding the new warships being built. Should we build with fifteen inch round guns? Or stick with the 13.5 inch gun which were a tried and true commodity? Every time one increases the caliber of a naval gun, it fires longer and more weight. Going from twelve inches to 13.5 inches increased the size of shot from 850 pounds to 1400 pound. But there was concern whether the gun barrel steel would withstand the stress. (As a Bachelor of Science in Metallurgical Engineering, I certainly can appreciate the possibility. Having seen how much was learned since then about fatigue propagation, low-cycle themal fatigure and creep, as well as the cracking of the Liberty Ships from low-temperature brittle failure. The brittle failure became a problem because of a technology change, going from rivetted construction to welded steel. Thus a crack once started, could go all through the ship. IN all fairness, once they figured out was wrong, the applied a fix to each boat and no more ships lost due to this problem--Google Books, Does Measurement Measure up? How Numbers Reveal and Conceal the Truth, John M. Henshaw.) As Winston Churchill, pointed out, his decision to go ahead with the larger size did work, but just as easily, it could have meant his downfall politically as young and rash, had the materials failed in the new untested gun size.

But the entire design of a naval boat revolves around the decision as to the guns. If the guns did not work, and they had to go back to 13.5 inch gun, the whole redesign of the ships would have been in vain.

A science fiction story of 1913 had the Germans with a 15-inch gun totally defeating their enemies. W. Churchill was happy that the boot was to be on the other foot.

Winston Churchill also made another decision to go with untested technology, using oil instead of coal. The oil had a greater energy density so the ships could go faster than the enemy. The ships would not have to dock to recoal or refuel so often and the men would not have the thankless job of shovelling coal.

But just as shifting to electric cars now would have the expense of redoing the fueling station infrastructure, shifting to oil would be an expense in setting up the infrastructure and reserves of oil. And founding the Anglo-Persian Oil Company. Winston Churchill pointed out that the government invested 2.2 million pounds Sterling. They gained from thirty to fourty million pounds. (Foot note on page 139 and 140 of the volume.)

The people were in an uproar! A German cruiser force attacked fishing towns killing five hundred innocent civilians. The British attempted to pursue them. They were lost in the mist! But like our own terrorist defense, they had to have had people and ships everywhere.

And he talked about the power of naval intelligence, using a little bit of data. In World War I, like World War II, the German code books fell into Allied hands. But the Germans suspected something, so they often used other code books that the Allies did not have. And they also gained much from triangulating on wireless telegraphy from ships. And, then as now, much was made of the analysis part of intelligence, putting the pieces together to make actionable intelligence.

He closes the first volume on the beginning of the problem with the Dardanelles.Britain was trying to keep Turkey neutral. Unbeknownst to him there was a secret agreement between the Young Turk party. The Balkan states saw that Germany appeared to be winning in 1914, and to some extent because of the antipathy with Russia, which was fighting Germany on the allies side, decided to go with Germany. Three months after the hostilities opened with Turkey, the forts garding the European part of Turkey were undefended. And Winston Churchill was concerned that Christians might be massacred in what is now Israel.

At this point, Winston Churchill does his masterful summary. England cleared some stray German warships that were terrorizing shipping throughout the Indian Ocean, Pacific and South Atlantic. "From the uttermost ends of the earth ships and soldiers are approach or gathering in the Easter Mediterranean in fulfilment of a destiny as yet not understood by mortal man." "The arrival of the Anzacs [Australians and New Zealand] created the nucleus of the Army, needed to attack the heart of the Turkish empire. The deadlock on the Western Front, where all was now frozen into winter trenches, aforded at once a breathing space and large possibility of further troops. While Australian battalions trampled the crisp sand of the Egyptian desert in tirless evolutions, and Commander Holbrook in his valiant submarine dived under the minefields of Chanka and sank a Turkish transport in the throat of the Dardannelles, far away in the basins of Portsmouth the dockyard men were toiling night and day to mount the fifteen-inch guns and turrets of the Queen Elizabeth. And yet all was unconscious, inchoate, purposeless, uncombined, Any one of a score of chances might have given, might still given, an entirely different direction to the event. No plan has been made, no resolve taken. But new ideas are astir, new possibilites are coming into view, new forces are at hand, and with them marches towards us a new peril of the first manitude. Russia, mighty steam-roller, hope of suffering France and prostrate Belgium--Russia is failing. Her armies are grappling with Hindenburg and Ludendorf, and behind their brave fronts" there is already signs of weakness.

They had to deal with the submarine menace. There was no harbor for the fleet to retrofit. Thus, do we keep the ships moving where they would be less vulnerable. But, they would suffer wear and tear and burn up precious fuel. Or do we let them rest, and be sitting ducks should Germany get submarines into the harbor. England was frantically setting up booms and nets to stop the submarines.

"Resources, almost measureless and of indescribable variety in ships, in men, in munitions and devices of war will now flow month by month steadily into our hands. What shall we do with them? ... "Shall we

  1. use our reinforced fleets to turn the Teutonic right in the Baltic
  2. or their left in the Black Sea and the Balkans
  3. or shall we hurl our manhood against sandbags, wire and concrete in frontal attack upon the German fortified lines in France?"
  4. Shall we save Russia
  5. shall they try to ally some of the smaller nations
  6. shall the British army only fight in Belgium or should they open a new front
  7. "shall our fleets remain contented with the grand and solid results they have won, or shall they ward off future perils by a new inexhaustable audacity."
In the beginning of the 1915, there were two possibilities. The ships could try and seize a German island giving them a foothold to fight or stop their fleet. Then the Russians army could be transported on their Northern front to open up a new front. Or, they could turn Turkey and hopefully turn a front on the South.

The Tank

After the German and French armies were stalemated in trench warfare, Winston Churchill demanded that someone develop what is now known as a tank. Winston Churchill, as serving in the admiralty, ordered 70,000 pounds Sterling worth of "landships." He pointed out that he went out on a limb here, having no authority to do so.

The idea of a tank was not new. Several peple proposed it. Winston Churchill acknowledge H. G. Wells had written science fiction about tanks in 1903. (Wikipedia has an excellent article showing the concept goes back to two letters published in the 1833 The London United Service Magazine and a patent in 1878.) (I had occassion to read H. G. Well's Outline of History that he wrote in 1921 with concern that the next war would have poison-gas-belching mechanical monsters.) Winston Churchill wanted a large number of landships prepared in secret--that would overwhelm the Germans and punch through the trenches. Winston Churchill sighed that the British government built very few of the tanks, destroying the potential to smash through the barbed wire, taking several lines of trenches at night. He presented his plans in a memo of December 3, 1915, calling for "above all, surprise." But this was not put into affect until November 1917. (Winston Churchill also looked into smoke and gas warfare.)

Energy

The Demos is faced with a similar high stakes scenario, dependent in large part on metallurgy like the fifteen inch gun, the TerraPower reactor. A self-contained reaction breeding fuel from depleted Uranium 235. (When one enriches Uranium, one extracts Uranium 235 and leaves the Uranium 238 behind. It is useless for conventional fission reactions or nuclear bombs. It is used in munitions and armor.)

But the question is whether the materials would withstand the heat and neutrons over decades. Do we go on a fast push or the slow push--the company plans to have a test reactor in 2020 and not have it commercialized for several years after that.

I get the IEEE Spectrum each month--I am a member; it is the IEEE flagship. There are many articles on wonderful schemes that could revolutionize energy production or space travel, including the space ribbon and a plan to mine asteroids.

Vacillation

At first, the plan in the Dardanelles, was that the Navy would destroy the forts with guns from their ships. The British had longer range guns than the Turkish forts, so they could simply destroy the guns therein from the Sea without risk being attacked in return. Thus, the ships would methodically destroy all the guns defending the pathway from the Mediterranean to the Black Sea. Then the ships could operate at will, splitting Turkey into an Asiatic part and the remainder on Europe.

The Army said it had no divisions to spare, so the plan was a ship-only plan. But as there were successes in South Africa, more training and the French made committments, as well as troops from Australia and elsewhere, the issue of sending the army at the same time was made. Thus, the Turks would have faced an attack on their European side, the famous Gallipoli, while dealing with British Navy steaming up and down the water way separating them. The Twenty-Ninth Division was the one that they discussed sending there.

Lord Kitchener was pivotal in this as Secretary of State for War. Yet sometimes he was in favor of sending armed forces to the Dardanelles, and sometimes felt that it would be unwise to have a two-front war weakening the effort in France and with insufficient forces in Turkey to win. After a few ships had problems, apparently from mines or torpedo tubes mounted in the gulf, the War Council voted to hold the navy attack and rely primarily on the military, an exact reversal of their earlier procedure.

The Dardanelles Commissions said that after they started the attack, There were really only two alternatives that were thoroughly defensible. One was to accept the view that by reason of our existing commitments elsewhere an adequate force could not be made availablefor expeditionary action in the Eastern Mediterranean; to face the possible loss of prestige which would have been involved in an acknowledgment of partial failure, and have fallen back on the original plan of abandoning the Naval attack on the Dardanelles, when once it became apparent that military operations on a large scale would be necessary. The other was to have boldly faced the risks which would have been involved elsewhere and once to have made a determined effort to force the passage of the Dardanelles by a rapid and well-organized combined attack in great strength. Unfortunately, the Government adopted neither of these courses..." Winston Churchill points out that indecision delayed the 29th Division by three weeks or more, as it would have arrived in better order.

So what happened to the Navy Plans Under Winston Churchill to force the straits with navy means: Thus it will be seen that never after March 22 were the Admiralty and the Naval-Commander-in-Chief able to come to a simultaneous resolve to attack. On the 21st all were eunited. Thereafter, when one was hot, the other was cold. On March 23 and 24 the Admiralty without issuing actual orders pressed strongly for the attack, and the Admiral on the spot said 'No." On May 10 the Admiral on the spot was willing, but the Admiralty said 'No.' On August 189th, under the impression of the disaster at Suvla Bay, the Admiralty raised the quesiton again and authorised the Admiral to use his old battleships to the fullest extent, and the Admiral met them by a reasoned but decisive refusal. Lastly, in the advent of the final evacuation Admiral Wemyss, who had succeeded to the command, armed with plans drawn up in the most complete detail by Commodore Keyes for forcing the Straits, made vehement appeals for saction to execute them: and this time the Admiralty refused.

A sad note, but not related to participatory democracy, was that Greece offered to send four divisions as well. The Russians were willing to aid, even though it ws surely pressed by Germany. But the Russians were unwilling to ally themselves with Greece and would not have the Greek King in Constanople. Churchill was hoping that the naval success in the Dardanelles would cause all of Eastern Europe to pile onto Turkey. But they could not bring themselves to ally themselves in the hope of great gains to be split.

Conclusion, and relating to our Blog

Our question for this blog is should the demos rely on leaders following things on war maps to make the decisions. And Winston Churhill described excellently how the war room worked in those days. Or are these so stupendous, involving so many political calculations, that there is a role for the demos, a right of the demos to have a say. Perhaps Winston Churchill as Lord Admiral should have been left alone, but the decisions above him, that were made by Lord Edward Grey as Foreign Minister, the Prime Minister and the Exchequer, be made by the Demos directly.

On Leadership Empathy

Winston Churchill had an opportunity to view an attack against the Germans in France (in Aubers Ridge against the Souchez position, April Ninth 1915).

I made every effort in my power without incurring unjustiable risks to view the battle. But neither far off from a lofty steeple nor close up on the fringe of the enemy's barrage was it possible to see anything except shells and smoke.Without actually taking part in the assault it was impossible to measure the real conditions. To see them you had to feel, and feeling them might well feel nothing more. To stand outside was to see nothing, to plunge in was to be dominated by personal experiences of an absorbing kind. This was one of the cruellest features of the war. Many of the generals in the higher commands did not know the conditions with which their troops were ordered to contend, nor were they in a position to devise the remedies which could have helped them.

On Vacillation

We saw above that Supreme War Commands and individual leaders and the combination of the commander on the ground and the command forces at home, all can suffer from vacillation, starting something but not really seeing it through.

And how can a demos avoid going back and forth, particularly when they might be polarized on a decision, with 48% strongly in favor of opposite directions and four percent undecided. (We certainly have seen that such situations can cause changes of government in conventional representational democracies.) We certainly could not have such in military matters, whether it be in major campaigns as we have seen above in the Dardanelles, or even a war. A Demos should not start a war, only to stop it a few months later, then to restart it...

In the latter case, the Constitution should specify that war should not be declared, or started unless two thirds (or more) approve. (The constitution could authorize a sortion jury to initiate a covert or surprise attack with an even greater supermajority requirement.) But there are peace time operations that should not be started and restarted. An example might be the massive undertaking to build electric recharging infrastructure for switching to electric cars to avoid dependency upon petroleum supplies. Thus, the Constitution or rules should allow a Demos to declare:

  • Before, we make a decision on the issue, whatever decision we make shall not be reversed except by a sixty percent supermajority
  • Now, we make a decision on this issue.

Lee Kuan Yew and Leadership in Development

From Third World to First, The Singapore Story: 1965 to 2000, Lee Kuan Yew, Harper Collins 2000

When can a leader change habits and development and personal decisions to help a country? When is it good? And can a Demos rise to the occassion itself to eliminate vices or develop itself?

In Singapore, Lee Kuan Yew: ("We would have been a grosser, ruder cruder society had we not made these efforts to pursuade our people to change their ways. We did not measure up as a cultivated, civilized society and were not ashamed to set about trying to become one in the shortest time possible... After we had pursuaded and won over the majority, we legislated to punish the willful minority.")

  1. introduced a plan to build housing and have the individuals living in them own them, the HOusing Development Plans. He relocated some from "squatter huts with no water, power or modern sanitation" but no utility payments o rrent. into high rise apartments. These had rent and utilities. And this was a wrenching experience psychologically. Some tried to bring their pigs, ducks and chickens to the high rise apartments. Others continued to use kerosene lams, stairs instead of elevators, and selling sundry goods.
  2. introduced an antispitting compaign
  3. rounded up stray cattle in the 1960's that were eating grass in public areas
  4. moved food vendors to special areas equipped with water, sewage, etc.
  5. dealt with grey-market taxis
  6. eliminated hog raising
  7. banned public smoking and advertising for same. (That is, of course, an issue now in the United States and elsewhere.)
  8. banned chewing gum--this was famous

There were other contentious examples of leadership--language being one of them. Do they teach students in Chinese, with which the majority had deep emotional ties, or English for the obvious trading advantages. Also, there was an issue of which dialect of Chinese to use, Hokkien which was the home language for most, or Mandarin to better communicate with those in Mainland China. "During our [Lee Yew and his family] walks in public parks and gardens, parens would be talking to their children in dialect until they noticed Cho and me, when they would like embarassed and switch to Mandarin, abashed for not heeding my advice. The switch was especially difficult for the grandparents, but most managed speaking to their grandchildren in dialect and understanding their replies in Mandarin."

As a different kind of development decision, several American cities are downsizing. Major Dave Bling of Detroit intends to constructively evict 20% of the area--leaving them without municipal services such as garbage pickup, police patrols, road repair and street lights.

Thursday, December 23, 2010

Leadership Part Four, Thoughtful Thursday

Leadership Behavior: Its Description and Measurement, by Ralph M. Stogdill and Alvin E. Coons

The Bureau of Businesss Resarch, College of Commerce and Administration The Ohio State University, Columbus 10, Ohio, 1957

Leadership behavior can be looked at in terms of two factors

  1. consideration, such as doing personal favor for crew members, dealing with work-family balance issues on the family side, and being friendly. I read about an accounting manager atCaterpillar bring ing in "Bear Claws" whjen they worked hard to get a big report in
  2. initiating structure. That would be assigning members to particular tasks or organizing a schedule. Such questions as "He plans his day's activities in detail." and "He has everything going according to schedule" By the way, both of these two questions had very high correlations with superior evaluation.
(See below for more details of these factors.)

They did several studies comparing how effective a manager or leader was with their scores from their employees or crew members. Some were done in the military, others in business and still others looked at educational leaders.

  1. Navy Wing Commanders
    1. They said that initiating structure activities were strongly correlated with success. Keeping things organized among your crew members earns points with your boss. And overall effectiveness ratings shows a -0.46 correlation with consideration and an equal correlation but in the opposite direction with structure! (Table 13, page 50)
    2. When, they looked at the subordinates overall rating, their overall satisfaction were affected by the commanders who were considerate and who maintained the structure of the group.
    3. However, when one looks at the combination of initiating structure and consideration, eight had high effective units and two had low. By comparison, where both were low, there were six below average. (It would be interested to do a Bayesian tree analysis. I taught the graduate software engineering course here at Western Illinois University for many years. These impressed me as much more effective in predicting project cost than traditional statistics.)
    4. There was little correlation between what aircraft leaders said was important as far as both consideration and structuring behavior.
  2. Educational Administrators When teachers described their leader there was a small correlation between ratings for initiating structure and consideration. When board members rated administrators, there was a much higher correlation. Halpin speculated that superintendents put on their best face when dealing with their board but did not do so in the day to day job of dealing with the teachers (their subordinates)--citing Halpin. (The Leadership Behavior of School Superintendents also from the Ohio Leadership group.)
  3. Industrial Foreman Correlations with measures of effectiveness. The tests were categorized in those departments that had a direct production job versus those that did not : NP--in non-production department and P in production department. >accidents P
    RatingConsiderationinitiating structure
    foreman supervisior rating P -0.310.47
    foreman supervisor rating NP 0.28-0.19
    absenteeism P -0.490.27
    absenteeism NP -0.490.27
    -0.060.15
    accidents NP-0.420.18
    formal grievances P-0.070.45
    formal grienances NP0.150.23
    turnove P0.130.13
    TURNOVER NP0.040.51
  4. For a test of ROTC students/cadets, rating by superiors were not correlated significantly with either consideration or initiating structure, but rating by pairs were.
  5. When you ask leaders to rate themselves, they do so very differently from what their subordinates do so.
  6. When groups spend a lot of time together, they are likely to lable their bosses with behavior that could be consider dominative as opposed to democratic or suggesting. But his could mean that they are just more sensitive to it rather than leaders are more dominating.

The Ohio State University Leadership Behabvior Questionaires and their Research

Ohio State University researched leadership in the 1950's. Ralph Stodgill published a series of monographs and books. And he developed the Leadership Behavior Questionaire of 150 questions. They were in ten categories. For example, Organization included:
  1. He plans his day's activities in detail.
  2. He has everything going according to schedule.
  3. He meets with trhe group at regularly scheduled times.
  4. He assigns members to particular tasks
"Recognizing Member performance" includes
  1. He critizes members for small mistakes
  2. He reacts favorably to anything members say
  3. He expresses appreciation when a member does a good job
This basic 150 question test was categorized with factor analysis, a statistical technique. They got the four factors:
  1. Consideration, discussed above
  2. initiating structure, considered above
  3. a Production Emphasis, "encouraging overtime work" "stresses being ahead of competing crews" "needling crew members for greater effort"
  4. sensitivity social sidtuation
However, the latter two only accounted for sixteen percent of the variance--so aparently they did not consider them further. And looking at variance between members of the same crew and comapring it to the variance between crews, they found a difference for initiating structure and structure. There was greater agreement among crew memembers for initating structure.

A quote

Myrdal notes that "for all our our [USA] egalitarian emphasis, 'the idea of leadership pervades American thought and colelctive action.' 'Americans are in general quite unaware that the leadership idea is a particular characteristic of their culture' 'regularly show a marked reluctance to admit the fact even when it is pointed out by the observer'
For future Thoughtful Thursday, Myrdal, G. An American Dilemma New York: Harper and Brothers, 1944.